The Macrosite for News, Analysis and Opinion about the Future of the Internet
Stevan Harnad

Opening Research on the Web: Hastening the Inevitable

Written by Stevan Harnad
6/10/2010 23 comments
no ratings
DISCUSS     Email This

I want to describe a relatively recent development that is both a promise and puzzle: Green Open Access Self-Archiving.

Defining open access (OA)
Open Access (OA) means toll-free Web access. This term would not even need to be coined and defined (since toll-free access is not the exception but the rule for most Web content) if most of OA’s primary target content -- 2.5 million articles yearly, published in the planet’s 25,000 peer-reviewed research journals – weren’t locked behind toll barriers, accessible only to users whose institutions can afford the subscription tolls.

Research impact barriers
Even the toll barriers would not necessitate coining a new term for OA (since we are also used to having to pay to access certain commercial digital products, such as movies, video, books, and software) if not for the fact that the creators of those 2.5 million articles (unlike the creators of most commercial movies, etc.) do not seek or receive any royalties: they publish their research not for income but for impact. The productivity and progress of researchers’ careers and of research itself depend not on revenues from the tolls paid to access those articles but on their uptake and usage.

OA self-archiving
The PostGutenberg era opened up by the Web holds the promise of removing these obsolete obstacles to research and researchers by removing the toll barriers to access, and hence to impact. All that researchers need to do today is to supplement the access to the official published version of their articles, by self-archiving the final, peer-reviewed draft in their own institution’s OA repository, so users whose institutions cannot afford the publisher’s toll-access version can still access the author’s OA version. OA through author self-archiving is called “Green OA.” If the publisher makes the official online edition OA, that is called “Gold OA.”

Green and gold OA
Providing Green OA is in the hands of researchers (and their institutions and funders). Providing Gold OA is in the hands of publishers. Only about 20 percent of peer-reviewed journals have converted to Gold OA, and that does not include most of the top 20 percent of journals that researchers need most. Journals fear losing their subscription revenues. Some Gold OA journals still cover costs out of subscription tolls or subsidies; others charge the author’s institution an article-publishing fee instead of a journal subscription toll. But with institutions overburdened by the inflating costs of the 80 percent of journals still charging subscriptions, they haven’t the extra cash to pay for Gold OA.

The promise and the puzzle
Nor do institutions need extra cash. They can have Green OA for free -- if their researchers self-archive. Green OA self-archiving benefits research and researchers, as users (for access) and as authors (for impact). So the promise is there, within the research community’s grasp; just a few minutes’ worth of extra keystrokes per article. The puzzle is that most researchers are not reaching for what is already within their grasp: Only about 20 percent self-archive spontaneously.

"Zeno’s Paralysis"
Each of the many worries underlying this puzzle of “Zeno’s Paralysis” is groundless, easily dispelled with a little information and reflection. (Most revolve around misunderstandings about copyright and peer review.) But for at least two decades now, for every researcher liberated from a groundless worry about self-archiving, at least five more (80 percent) remain uninformed and paralyzed. We could already have had universal Green OA ever since the advent of the Web, if not the Internet itself.

Mandating OA
There is a solution, but that too is still being grasped and applied much too slowly by those in the position to ensure that we have universal Green OA, the universal providers of all of OA’s target content, the world’s universities and research institutions (and their funders). Institutions have created OA repositories (with the help of free software, the first of which was EPrints, created in 2000 by the University of Southampton’s Rob Tansley, who went on the create Dspace for MIT). But repositories are not enough. They remain 80 percent empty unless self-archiving is mandated; then, and only then, 95 percent of researchers do self-archive, over 80 percent of them willingly. OA’s considerable rewards are demonstrable: 25 percent to 250 percent more downloads, citations, and other new metrics being developed to measure and reward research impact.

Local advocacy for global OA
Over 100 institutions (starting with Southampton, and now including Harvard and MIT) and over 40 research funders (including NIH and RCUK) have mandated Green OA so far.

There exist about 10,000 universities worldwide; all the dominoes are ready to fall. The news of the practical simplicity of OA's means and the scientific/scholarly (and financial) benefits of OA’s ends just needs to propagate. We now need to do all we can locally to hasten the optimal and inevitable outcome globally.

— Stevan Harnad is Canada Research Chair in Cognitive Science at Université du Québec à Montréal and Professor in Electronics and Computer Science at Southampton University, UK.

DISCUSS     Email This
Current display:       newest comments first       display in chronological order
Page 1 of 3   Next >
Stevan Harnad
Thinkernetter
Wednesday September 28, 2011 9:15:27 PM
no ratings

SFI asked: "10,000 different systems, one run by each university, for OA doesn't seem like an elegant solution. Doesn't the scientific community instead need a single repository for peer reviewed articles, or at least a single one for each discipline?"

Reply: Does 10,000,000 diffeent websites, one tun by each provider, for the web seem like an inelegant solution? Does the online community need a single website for everything, or at least a single one for each topic? -- Or will harvesting by google et al do?

OA, like much else on the Internet and web, is fundamentally a matter of a distributed network of providers plus (multiple) central harvester-service-providers built on them.

Google is not a repository. And we do not need to deposit directly in google.

no ratings

oa advantage

 

The new Houghton Report from SPARC is especially timely, counterbalancing its cautious empirical evidence against the data-free rhetoric of those publishers who are trying to oppose the FRPAA and end President Obama's Request for Information on Public Access Policy by arguing that the purpose of funding, conducting and publishing research is to maximize publishers' revenues rather than to maximize the benefits of research to the tax-paying public that funded it.

 

Houghton, John (with Bruce Rasmussen and Peter Sheehan) (2010) Economic and Social Returns on Investment in Open Archiving Publicly Funded Research OutputsSPARC study.

"Preliminary modeling suggests that over a transitional period of 30 years from implementation, the potential incremental benefits of the proposed FRPAA archiving mandate might be worth around 8 times the costs. Perhaps two-thirds of these benefits would accrue within the US, with the remainder spilling over to other countries. Hence, the US national benefits arising from the proposed FRPAA archiving mandate might be of the order of 5 times the costs."

compliance survey

 

 


 

 

Stevan Harnad
Thinkernetter
Wednesday June 30, 2010 10:32:39 AM
no ratings

"How many Gold OA journals are out there today?" 5140 (out of a total of at least 25,000 journals).

"Do they have the same clout as more established journals?" Most of today's top journals are not yet Gold OA journals. And most of today's Gold OA journals are not among the top journals.

But the question misses the point, completely, because: (1) I was writing about Green OA self-archiving of articles published in all journals, whether or not they are Gold. (2) The transition scenario I described is based on universal Green OA first, allowing most of the functions and costs of publishing to be offloaded onto the distributed network of Green OA institutional repositories. (3) If and when universal Green OA induces a transition to Gold OA, all journals, top and bottom will convert, at much reduced total cost, providing peer review only, paid for by the institutional windfall subscription cancellation savings.

SeanFromIT
IQ Crew
Wednesday June 30, 2010 10:04:20 AM
no ratings

I agree, but how many Gold OA journals are out there? Do they have the same clout as more established journals?

Stevan Harnad
Thinkernetter
Friday June 25, 2010 4:53:24 PM
no ratings

Reply 3 to SFI:

SFI: "...once OA is implemented in any form the current publishers are out of business..."

Zeno Paralytic #17. Publishers' future 

Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: The Culture of Periodicals from the Perspective of the Electronic Age, pp. 99-105, L'Harmattan.

Abstract: What the research community needs, urgently, is free online access (Open Access, OA) to its own peer-reviewed research output. Researchers can provide that in two ways: by publishing their articles in OA journals (Gold OA) or by continuing to publish in non-OA journals and self-archiving their final peer-reviewed drafts in their own OA Institutional Repositories (Green OA). OA self-archiving, once it is mandated by research institutions and funders, can reliably generate 100% Green OA. Gold OA requires journals to convert to OA publishing (which is not in the hands of the research community) and it also requires the funds to cover the Gold OA publication costs. With 100% Green OA, the research community's access and impact problems are already solved. If and when 100% Green OA should cause significant cancellation pressure (no one knows whether or when that will happen, because OA Green grows anarchically, article by article, not journal by journal) then the cancellation pressure will cause cost-cutting, downsizing and eventually a leveraged transition to OA (Gold) publishing on the part of journals. As subscription revenues shrink, institutional windfall savings from cancellations grow. If and when journal subscriptions become unsustainable, per-article publishing costs will be low enough, and institutional savings will be high enough to cover them, because publishing will have downsized to just peer-review service provision alone, offloading text-generation onto authors and access-provision and archiving onto the global network of OA Institutional Repositories. Green OA will have leveraged a transition to Gold OA.

SeanFromIT
IQ Crew
Friday June 25, 2010 4:44:32 PM
no ratings

Yeah, but "published" papers still factor in tenure and pay rates (at certain schools), and once OA is implemented in any form the current publishers are out of business. So you need to replace the "published" part somehow...and the local university site isn't going to cut it.

Stevan Harnad
Thinkernetter
Friday June 25, 2010 4:14:26 PM
no ratings

Reply 2 to SFI:

Not in theory at all. Search over harvested content is practice, and it works. And semantic search has nothing to do with locus of deposit (distributed/harvested or central). [And Boolean inverted full-text search will, I bet, beat most semantic search today (though maybe some future day).]

The thing is, what's missing is not user search power but the target content (2.5 million refereed research journal articles per year across all fields), regardless of locus of deposit. Locus of deposit matters not for search, but for content provision, and in particular, content provision mandates. The universal content providers for OA content are the universities; they need to mandate deposit. And their interest is in local, institutional deposit, not in institution-external deposit,

SeanFromIT
IQ Crew
Friday June 25, 2010 3:38:59 PM
no ratings

Yeah that's great in theory, but semantic search would really help. For that you need good meta data that I doubt authors working on local repo's will provide.

Stevan Harnad
Thinkernetter
Friday June 25, 2010 3:16:31 PM
no ratings

Reply to SFI:

 

Here's the short answer to this frequent, but erroneous worry:

10,000 universities (those that have websites at all) can all be searched and found via google (a central harvester, not a central host). No need for anyone to deposit directly in google. 

That's the way it goes, in the distributed, interoperable, harvesting era (the google and google-like era).

Deposit locally, harvest centrally...

 

Page 1 of 3   Next >
The ThinkerNet does not reflect the views of TechWeb. The ThinkerNet is an informal means of communication to members and visitors of the Internet Evolution site. Individual authors are chosen by Internet Evolution to blog. Neither Internet Evolution nor TechWeb assume responsibility for comments, claims, or opinions made by authors and ThinkerNet bloggers. They are no substitute for your own research and should not be relied upon for trading or any other purpose.
a moderated blogosphere of internet experts
Kevin Jacoby
It's safe to assume Microsoft isn't going anywhere.
Jason Mick
Jason Mick   6/19/2013   Post a comment
The US National Security Agency learned the hard way that it can be dangerous to give a contractor too much money and access, with too little scrutiny. The NSA and other government agencies hire tens of thousands of contractors a year to analyze data. Edward Snowden -- who revealed himself as the NSA leaker after fleeing the country -- was one such contractor, reportedly holding a $122,000 salaried position at Booz Allen Hamilton at the time of his departure.
Charlotte Erdmann
Midsize businesses rarely achieve the same standards of security in their own datacenters as professional providers that specialize in delivering these services to organizations.
Jeff Kaplan
Jeff Kaplan   6/17/2013   4 comments
It was about 10 years ago when a new generation of software-as-a-service (SaaS) alternatives started to gain acceptance and adoption among organizations of all sizes. And it has only been about five years since Amazon Web Services captured the marketplace's attention with Amazon EC2 and Amazon S3, which opened the door to a vast array of infrastructure-as-a-service (IaaS) offerings. Now, the third piece of the cloud computing puzzle is beginning to win over organizations seeking to build their own apps: platform-as-a-service (PaaS).
IETV: the thinkerNet on film
5
of
John Kennedy
How Big-Data Is Changing Marketing

6|13|13   |   1:07   |   1 comment


Big-data and analytics tools enable marketers to understand customers as individuals, identifying unmet needs and addressing each customer as a "segment of one," says John Kennedy, VP corporate marketing, IBM.
Kim Davis
Big-Data Can’t Always Sell Wine

5|21|13   |   2:23   |   10 comments


Whole Foods Global Wine Purchaser Doug Bell told me about some of the constraints on using analytics in the US wine market.
Paul J. Fleuranges
Digital Signage Keeps NYC Subway Straphangers on Track

5|6|13   |   3:51   |   1 comment


New York's Metropolitan Transit Authority is conducting a pilot test of digital kiosks to guide subway users to where they want to go more efficiently and at lower cost.
Kim Davis
Fast Forward to the Future

4|23|13   |   2:29   |   20 comments


A look back at tech writing in the 90s makes us wonder where enterprise IT will be 20 years from now.
Mitch Wagner
Google Launches Its Most Depressing Service Yet

4|15|13   |   2:59   |   10 comments


Google's new Inactive Account Manager lets you control how Google disposes of your accounts when you die.
Second Shooter
Argument Over Top-Level Domains Is 'Stupid'

4|11|13   |   2:07   |   3 comments


The whole Amazon.reader debate is a double-stupid. It's stupid to think that there's any e-book buyer who doesn't know Amazon's URL, and it was stupider to let ICANN launch the whole free-form TLD initiative to start with.
Kim Davis
Ladies, Your Tablet Awaits

3|21|13   |   2:22   |   37 comments


ePad Femme is the world’s first tablet “made exclusively for women.”
Wisdom of the Big Chair
NFC Moves Into the Mainstream

3|20|13   |   2:16   |   No comments


While NFC's original goal was to enhance mobile commerce applications, it is finding its way into a number of other uses, which is creating both opportunity as well as challenges for IT departments.
Wisdom of the Big Chair
Integrating Security Into Your Cloud Contract

3|19|13   |   3:35   |   No comments


Enterprises would like to move to cloud computing but are hesitant because they are concerned about providers’ ability to secure company data. Here are some tips that help to ensure that if breaches occur, the business is not left holding the bag.
Brian Baron
How Edmunds.com Collects Customer Information

3|18|13   |   1:15   |   No comments


Edmunds separates customers into segments based on the info it collects on its site and from partners, and uses that to push out custom content, said Brian Baron, director of business analytics for Edmunds.com, at Predictive Analytics Innovation Summit.
2pm EDT
Fri
Jun 21st
an IBM information resource
sponsored content
big blue blog
Todd Watson
Todd Watson   6/18/2013   Post a comment
The IBM Smarter Commerce Global Summit in Monaco kicked into high gear today, and we've already begun to see news emerging from that lovely city-state by the sea.
an IBM information resource
sponsored content
Expert Integrated Systems: Changing the Experience & Economics of IT
In this e-book, we take an in-depth look at these expert integrated systems -- what they are, how they work, and how they have the potential to help CIOs achieve dramatic savings while restoring IT's role as business innovator.

READ THIS eBOOK
your weekly update of news, analysis, and
opinion from Internet Evolution - FREE!

REGISTER HERE
Wanted! Site Moderators
Internet Evolution is looking for a handful of readers to help moderate the message boards on our site – as well as engaging in high-IQ conversation with the industry mavens on our thinkerNet blogosphere. The job comes with various perks, bags of kudos, and GIANT bragging rights. Interested?

Please email: moderators@internetevolution.com
Internet Evolution – not for thickies
NSA Leaks Shine Spotlight on Perils of Contractor Partnerships
Jason Mick
The US National Security Agency learned the
hard way that it can be dangerous to give a contractor too much money and access, with too little scrutiny. The NSA and other government agencies hire tens of thousands of contractors a year to analyze data. Edward Snowden -- who revealed himself as the NSA leaker after fleeing the country -- was one such contractor, reportedly holding a $122,000 salaried position at Booz Allen Hamilton at the time of his departure.

CLICK FOR MORE